Russell Fecteau
of Counsel @Davis Wright Tremaine LLP
Washington, DC, US
EMAILS
r••••••••@dwt.com
MOBILE NUMBERS
+14•••••••56
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WORK HISTORY
Nov 2023 — Present
of Counsel @Davis Wright Tremaine LLP
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Washington, DC, US
Represent broker-dealers and fintechs in SEC and FINRA exams, investigations, and enforcements matters involving best execution, fair pricing, Reg. NMS, Reg. SHO, the Market Access Rule, and prohibited trading practices such as wash sales and pre-arranged trading activity; counsel firms on securities lending, supervision, registration, and CAT, TRF, TRACE, SLATE and RTRS reporting issues
SKILLS
Securities LawEnforcementSecurities LitigationSecuritiesSecurities RegulationFinraRegulated IndustriesSec
ABOUT RUSSELL FECTEAU
Russell Fecteau brings a wealth of regulatory and enforcement experience to his practice.…
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