Rupam Verma
Branch Process Manager - Audit & Compliance @ICICI Bank
Signup · Get unlimited contacts
WORK HISTORY
Branch Process Manager - Audit & Compliance @ICICI Bank
National capital, IN
Seasoned Branch Process Manager with proven expertise in managing retail banking audit and compliance functions across the Delhi NCR region. I specialize in driving operational excellence and regulatory adherence by overseeing comprehensive branch audits, ensuring full compliance with internal and external guidelines, and empowering teams with process clarity.I have consistently delivered improved audit scores and achieved 100% closure of audit points within stipulated timelines, reflecting my commitment to robust control frameworks and high audit preparedness. I lead end-to-end execution of Retail Branch Audits, support SOX audits through accurate data extraction and sampling, and ensure seamless resolution of audit queries.As a compliance partner to Deputy Branch Managers (DBMs), I handle daily process and audit-related queries, conduct training sessions from an audit perspective, and ensure zero tolerance for process lapses across branches. My responsibilities also span EDD (Enhanced Due Diligence), Office Account entries, transaction monitoring, EOD reporting, JL compliance, DMP management, and minimizing gross rework.I take pride in building a culture of compliance, audit readiness, and risk awareness—ensuring branches operate with transparency, integrity, and operational excellence.
EDUCATION
KC College
Bachelor of Science - BSc, Physics
Manipal Academy of Higher Education
PGDB, Banking and Finance
National Institute of Information Technology
GNIIT
ABOUT RUPAM VERMA
I am working as a Branch Process Manager with proven expertise in managing retail banking audit and compliance functions across the Delhi NCR region. I specialize in driving operational excellence and regulatory adherence by overseeing comprehensive branch audits, ensuring full compliance with internal and external guidelines, and empowering teams with process clarity.I have consistently delivered improved audit scores and achieved 100% closure of audit points within stipulated timelines, reflecting my commitment to robust control frameworks and high audit preparedness. I lead end-to-end execution of Retail Branch Audits, support SOX audits through accurate data extraction and sampling, and ensure seamless resolution of audit queries.As a compliance partner to Deputy Branch Managers (DBMs), I handle daily process and audit-related queries, conduct training sessions from an audit perspective, and ensure zero tolerance for process lapses across branches. My responsibilities also span EDD (Enhanced Due Diligence), Office Account entries, transaction monitoring, EOD reporting, JL compliance, DMP management, and minimizing gross rework.I take pride in building a culture of compliance, audit readiness, and risk awareness—ensuring branches operate with transparency, integrity, and operational excellence.
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.