Rudolph Dsouza

About Rudolph Dsouza

Risk and Compliance professional with 10+ years of experience across global financial…

Experience

1. Manager - Enterprise and Operations Risk

   Deloitte

   Mar 2022 — Present · Mumbai, IN

   Leading regulatory compliance and risk transformation engagements for global banking clients, focusing on conduct, surveillance, and post-enforcement remediation across UK and US jurisdictions.• Directed a multi-jurisdictional surveillance remediation programme for a UK-based G-SIB; achieved a 60% improvement in alert closure efficiency and strengthened escalation controls.• Conducted thematic and model risk reviews using NICE Actimize and SMARTS, addressing coverage gaps and control weaknesses in trade surveillance infrastructure.• Supported supervisory response activities post-Consent Orders (OCC & FRB), including data quality assessments and enhancement of internal risk frameworks.• Streamlined issue/ticket management workflows through process mapping and automation—aligning with best practices under UK Senior Managers and Certification Regime (SMCR).• Contributed to Capital Markets Regulatory Strategy (Deloitte DCRS), developing industry insights, rule summaries, and training materials on evolving regulatory standards (e.g, MAR, MiFID II).• Played a key role in a £4M-equivalent revenue initiative via Swap Dealer Reporting compliance support.• Recognition:Awarded Deloitte\'s Outstanding Performance Recognition (2023) for exceptional delivery and client impact.

Education

• University of Mumbai

  Bachelors in Mangement Studies (B.M.S)

  2011 — 2014