Ruchi Sharma

About Ruchi Sharma

Ruchi Sharma is Counsel at Norm Law, a native AI law firm, where she represents registered investment advisers, private fund sponsors, and institutional asset managers on SEC regulatory, compliance, and enforcement matters under the Investment Advisers Act of 1940 and related U.S. securities laws.Her practice includes advising on Form ADV and Form PF reporting, marketing rule and custody rule compliance, conflicts management, and the regulatory aspects of M&A and IPO transactions involving asset managers, as well as GP-led secondary transactions, minority stake investments, and management team spin-outs.At Norm, Ruchi practices law in an AI-native environment—combining traditional legal judgment with systems that embed regulatory requirements directly into client workflows. This approach enables more continuous, scalable, and operationalized compliance, while maintaining the rigor of legal advice.She has counseled investment advisers through complex SEC examinations, including matters that concluded without deficiencies or formal comments, and has developed effective response and remediation strategies.Prior to joining Norm Law, Ruchi practiced in the investment management groups at Latham & Watkins and Schulte Roth & Zabel (now McDermott Will & Schulte), and began her career at JPMorgan in regulatory oversight and risk management.

Experience

1. Counsel

   Norm Law

   Feb 2026 — Present

Education

• Cardozo School of Law

  Doctor of Law (JD)

  2013 — 2016

• New York University

  Bachelors

  2007 — 2011