Ruby Smith
Compliance Risk Manager, Lead at USAA
- Role
- Compliance Risk Manager, Lead at USAA
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
About Ruby Smith
Accomplished, highly driven Senior Auditor and Certified Regulatory Compliance Manager with over 20 years of experience overseeing risk, compliance, legal and audit functions for financial institutions and privately held organizations. Versatile with a proven history of working successfully in all 3 lines of defense roles to strengthen and create effective and sustainable control risk environments and deliver measurable results. Extensive experience in consumer loan originations and default and non-default servicing operations, third party oversight, quality control reviews, risk assessments, complex audits, as well as issue tracking and remediation. Trusted advisor to continuously drive a culture of compliance and support the needs of senior management, customers, vendors, and team members. Recognized as a highly analytical, collaborative, critical thinker and solutions focused business leader who consistently adheres to internal audit standards, compliance requirements, and investor guidelines.
Experience
Compliance Risk Manager, Lead
Feb 2023 — Present · US
Education
Lakeland Community College
Associate of Applied Business, Paralegal Studies
2004 — 2008
Notre Dame College
Bachelor of Arts - BA, Paralegal Studies
1998 — 2001
University of Phoenix
Master of Business Administration - MBA, Business Administration and Management, General
2002 — 2004
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