Rowan Platt
Senior Associate @CMS UK
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WORK HISTORY
Senior Associate @CMS UK
I advise a wide range of clients including investment firms, fintechs, cryptoasset issuers and exchanges, technology companies, payment service providers – on the full regulatory lifecycle, from authorisations and variations of permission, to strategic compliance questions, and regulatory change.
EDUCATION
Macquarie University
Bachelor of Laws (Hons) & Bachelor of Arts
The College of Law Australia
Graduate Diploma in Legal Practice
ABOUT ROWAN PLATT
Senior Associate in the CMS Financial Services Regulatory team, focusing on FinTechs, payments and digital assets, with over 10 years experience in UK financial regulation, across a range of global law firms, banks and FinTechs. My FinTech experience includes a number of senior regulatory & compliance roles, including payments and investments, equity crowdfunding and SaaS. I advise boards, executives and product teams on compliance with FCA, PRA and EU financial services regulation, including in relation to systems and controls, conduct of business rules & governance. Also experienced in advising on major regulatory change programs and the launch of new products and services.
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