Rounak Das
“Transfer Officer at FNZ | Finance & Operations Specialist | Expertise in Trade Settlements, Credit Analysis, and Wealth Management”
- Role
- Transfer Officer at FNZ
- Location
- Gurugram, HR, IN
- LinkedIn followers
- 500 followers
About Rounak Das
Self Driven Passionate Motivated Creative
Experience
Transfer Officer
Dec 2024 — Present · Gurugram, IN
Manage end-to-end processing of stock and asset transfers between custodians or within client accounts, ensuring accuracy and adherence to SLAs.• Coordinate with counterparties, custodians, brokers, and internal teams to facilitate timely settlement of transfer requests.• Perform reconciliation of transferred holdings, resolve breaks, and investigate discrepancies to maintain data integrity.• Ensure compliance with regulatory guidelines (such as FATCA, MiFID II, etc.) and firm policies during asset movements.• Utilize platforms like CREST, NSCC, or proprietary systems for executing and tracking transfer requests.• Handle client escalations with professionalism while ensuring operational risks are minimized.• Support internal audits, process documentation, and continuous improvement initiatives within transfer operations.
Education
B.M.S.S. School
All India Senior School Certificate Examination, Commerce
2013 — 2014
International Management Institute, Kolkata
PGDM, (Finance & Marketing)
2019 — 2021
University of Calcutta
B.com(Honours), Accounting and Finance
2015 — 2018
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