Ross Goffi
- Role
- Chief Compliance Officer at Parkergale Capital
- Location
- Chicago, IL, US
- LinkedIn followers
- 500 followers
Experience
Chief Compliance Officer
Sep 2021 — Present
Skills
- Series 7
- Fsa Compliance
- Series 6
- Series 3
- Mutual Funds
- Portfolio Management
- Series 24
- Series 63
- Securities Regulation
- Aifmd
- Hedge Funds
- Marketing Compliance
- Nfa
- Investment Advisor Compliance
- Fixed Income
- Financial Services
- Private Equity
- Series 65
- Securities
- Cftc
- Finra
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