Rosemary Gause

Governance & Controls Leader | QAIP Champion Elevating Audit Quality & Governance | Regulatory Exam & Compliance Oversight | Risk & Finance Professional

Role
Controls Group Manager - Commercial & COO Group Audit & Exams at TD
Location
Charlotte, NC, US
LinkedIn followers
500 followers

About Rosemary Gause

Throughout my 20+ year career in the financial services industry working for leading Fortune 100 companies, I have gained progressive experience in audits, internal controls, risk, finance, and accounting. I have specialized experience in audit quality and control assessment, with a track record of overseeing quality and assurance programs, developing and reviewing policy adoption, conducting audits, and building remediation plans.In addition to technical expertise in audit quality and control assessment, I have strong communication and leadership skills that have enabled me to impact the organizations and associates I have worked with. A few career highlights that capture my contributions:• Selected to serve and lead internal committees as well as manage teams on special projects aimed at improving audit controls and accuracy of internal metrics.• Built relationships and influenced both junior staff and leadership to drive initiatives forward in Fortune 100 financial institutions. Regarded by leadership and peers as non-adversarial partner with deep expertise in audit quality and control assessment.• Developed training programs that increased skills of team members and cross-functional groups throughout the organization.

Experience

  1. Controls Group Manager - Commercial & COO Group Audit & Exams

    TD

    Jul 2025 — Present

Education

  • Queens University of Charlotte

    Master of Business Administration - MBA, Business Administration and Management, General

    2014 — 2016

  • Queens University of Charlotte

    Bachelor of Arts - BA, Business Administration, Management and Operations

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Rosemary Gause — Controls Group Manager - Commercial & COO Group Audit & Exams at TD in Charlotte, NC, US | Unifers