Rory Neal
SVP, Operational Risk Management - Senior Risk Director - Citizens Private Bank, Wealth Management, Commercial Banking & Capital Markets
- Role
- SVP - Operational Risk Management - Private Bank, Wealth Management, & Capital Markets at Citizens
- Location
- Boston, MA, US
- LinkedIn followers
- 500 followers
About Rory Neal
Risk Management and Compliance professional with 18+ years experience in Interest Rate Products, Foreign Exchange, Commodity Derivatives, Treasury Covered Fund Investments, Credit Risk Analysis, Securities Loan Account Lending, Securities Finance, Margin Lending, and Private Wealth Management Alternative Investment Feeder Fund activity across the financial institutional space. Experienced in devising complex Risk Management and Compliance strategies. Proven track record of building relationships within organizations. Self-motivated with an entrepreneurial mindset and demonstrated ability to adapt quickly to change within a fast paced environment. Excellent analytical and problem solving abilities combined with a strong work ethic that leads to superior performance.Compliance Experience with the Dodd-Frank Act Derivatives Rules, Volcker Rule, Regulation W, Credit Risk Retention Rule, Regulation O, Regulation E, and Regulation F.
Experience
SVP - Operational Risk Management - Private Bank, Wealth Management, & Capital Markets
Sep 2024 — Present · Boston, MA, US
Education
Trinity College-Hartford
Bachelors
Suffolk University - Sawyer School of Management
Master of Science - MS
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