Roop Goraya
Principal Consultant - Global Regulatory Compliance Manager @ Infosys Finacle | Lead engagement in Regulatory Compliance
- Role
- Infosys Finacle
- Location
- Los Angeles, CA, US
- LinkedIn followers
- 500 followers
About Roop Goraya
Most recently during my time at Infosys Limited, as a Principal Consultant for Finacle, its Financial Services Core Software, was tasked to navigate complex regulatory landscapes and deliver strategic solutions that resonate globally for our clients. Leading from the front, I have played a pivotal role in identifying regulatory changes, crafting resolution approaches, and steering implementation strategies that are critical for our clients\' success. My expertise extends to leading advisory councils and providing senior compliance consultation, where my insights in investment banking, asset origination, and regulatory compliance are invaluable. Anchoring large proposals and engaging in high-stakes steering committee meetings, I am dedicated to fostering a culture of compliance and risk awareness that safeguards our organization and empowers our clients.
Experience
Present
Education
Fontana High School
High school diploma
1996 — 1999
American University Washington College of Law
Juris Doctor (JD), Law
2009 — 2011
University of California, Riverside
Bachelor of Science (B.S.), Business Administration with emphasis in Accounting and Finance
1999 — 2003
Thomas Jefferson School of Law
Master of Laws (LL.M.), International Taxation and U.S. Financial Services, Dual Concentration: Risk & Compliance and Financial Services & Wealth Management
2011 — 2012
Skills
- Mortgage Lending
- Retail Banking
- Gramm-Leach Bliley Act
- Credit Cards
- Financial Risk
- Tax Law
- Operational Risk Management
- Regulatory Requirements
- Credit
- Portfolio Management
- Financial Services
- Loans
- Banking
- Risk Management
- Legal Assistance
- Bankruptcy
- Consumer Financial Protection
- Enterprise Risk Management
- Electronic Funds Transfer
- Due Diligence
- Data Mining
- Operational Risk
- Internal Audit
- Threshold Scenarios
- Litigation
- Quality Auditing
- Financial Analysis
- Dodd-Frank
- Bank Secrecy Act
- Kyc
- Legal Compliance
- Anti Money Laundering
- Payments
- Financial Crimes Investigations
- Management
- Finance
- Risk Assessment
- Banking Law
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