Roopashree B P

About Roopashree B P

Experienced senior level Financial Crime Compliance expert with over 8+ years’ experience in compliance strategy formulation, implementation and monitoring, as well as transaction analysis, compliance procedural development and project management.Demonstrated history of successful compliance administration, overseeing effective departmental operations, and providing regulatory guidance/advisory to management with results delivered.Stood one among Top 3 performers for several Months in SCB and PWC.Holds a Master of Business Administration in Human Resource and Finance and a Bachelor of Commerce in Finance and Auditing. Expertise: Compliance & Risk Management, Financial Crime Management & Mitigation, AML/CFT, KYC, EDD/CDD, Fraud Mitigation.

Experience

1. Senior Finance Associate

   PwC

   Jan 2022 — Present

   Investigating alerted transactions for possible Suspicious Activity in NetReveal, Oracle, ECM, etc. Supervised activities of the Financial Crime Analysis team (with team strength of 10 analysts) and held primary responsibility for reviewing and deciding appropriate course of action in response to the outcomes of investigations conducted by the team. Conducting Sanctions and PEP-related investigations and reviews. Filing STR/SARs to regulators. POD Lead to a team of 10 Transaction Monitoring Investigators for ensuring clear communication and guidance to the project’s responsibility for the effectiveness and efficiency of transaction monitoring process. Ensure the team adheres to regulatory requirements, bank’s policies, and industry best practices. Assign and prioritize alerts based on ageing and workload and Track team performance metrics and address any gaps. Assist in conducting interviews for own and other projects within PwC - Financial Crimes. Monitor alert completion and ensure deadlines are met without compromising quality. Review escalated alerts and cases and provide constructive feedback to the POD members. Coached and Trained team and new hires new tools, changes, or processes and foster continuous learning to improve investigative skills and knowledge. Conducted daily one-on-one meetings to provide feedback and discuss process & career development. Reviewed transaction monitoring alerts in line with prescribed procedures. Assessed the transaction in the context of previous transactions and the customer’s business/purpose of the account. Led the monitoring and assessment of financial crime compliance (FCC) risks, investigating potential exposure and taking appropriate action to ensure a robust second line of defence against such risks. Assessed the relevance of the geographies of the remitter and beneficiaries of the transaction and escalate in line with the procedures if required with an RFI.

Education

• Jain (Deemed-to-be University)

  Master of Business Administration - MBA, Human Resources Development and Finance

• Sheshadripuram Institute of commerce and management

  Bachelor of Commerce - BCom, Finance, General

• Seshadripuram Composite PU College - India

  Business/Commerce, General

• Jain University

  Master of Business Administration, Finance, General