Ron Palmer
Surveillance Manager / Compliance Supervisor / Problem Solver
- Role
- Supervisory Manager at J.P. Morgan Private Bank
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Ron Palmer
Experienced supervisory principal, compliance surveillance manager, trade desk supervisor, and risk manager.Wealth management and institutional brokerage front-to-middle office experience with extensive back-office exposure.FINRA Licenses = Series 4, 7, 8 (9/10), 24, 57, 63, 65CAMS (Certified Anti-Money Laundering Specialist)
Experience
Supervisory Manager
Jul 2022 — Present · New York, NY, US
Education
Loyola University Maryland
Bachelor of Science (BS), Mathematics and Statistics
1987 — 1991
Skills
- Risk Management
- Portfolio Management
- Due Diligence
- Kyc
- Fixed Income
- Trading
- Series 10
- Bloomberg
- Aml
- Cams
- Financial Audits
- Financial Risk
- Finra
- Powerpoint
- Microsoft Excel
- Business Analysis
- Leadership
- Project Management
- Anti Money Laundering
- Equities
- Trade Surveillance
- Management
- Sql
- Financial Services
- Operational Risk Management
- Series 55
- Trade Desk
- Finance
- Electronic Trading
- Conflict Resolution
- Series 9
- Microsoft Word
- Microsoft Office
- Trade Support
- Bank Secrecy Act
- Research
- Derivatives
- Financial Analysis
- Business Relationship Management
- Series 4
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