Ronit Basu
Leveraging GenAI to Redefine SOX, IFC & Regulatory Controls | 9 Years in Audit, Risk & controls | Wells Fargo | Ex-Visa | Ex-Big 4 (KPMG & EY)
- Role
- Senior AVP, Enterprise Controls and Oversight, Corporate Controllers at Wells Fargo
- Location
- Bengaluru, KA, IN
- LinkedIn followers
- 500 followers
About Ronit Basu
Audit, Risk, and Compliance professional with 9 years of experience in internal control…
Experience
Senior AVP, Enterprise Controls and Oversight, Corporate Controllers
Dec 2024 — Present · Bengaluru, IN
Actively partner with external auditors, lines of business and IT team to assess design and effectiveness of internal controls over financial and regulatory reporting, including manual, ITGC, ITAC, interface, EUCT and data capture controls- Lead 9 independent process/control walkthroughs with lines of business and process SMEs- Mentor a team of 4 junior control testers and review their workpapers for quality and compliance- Facilitated bi-weekly status meetings with external auditors to align on control testing progress and remediation tracking- Support Risk and Control Self-Assessment (RCSA) activities, ensuring appropriate risk identification, control effectiveness and issue management- Leveraged generative AI tools to automate documentation review for 8+ process maps and control narratives, and generate initial draft narratives, resulting in 30% reduction in manual effort and improved consistency in control testing variables
Education
University of Calcutta
Master of Science (M.Sc.)
2014 — 2016
St. Xavier's College (Autonomous), Kolkata
Bachelor of Science (B.Sc.)
2011 — 2014
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