Ronak Jain

About Ronak Jain

Accomplished Regulatory Reporting Manager with comprehensive experience in financial regulatory compliance and reporting across multiple jurisdictions including SEC, MAS, ASIC, EMIR, CFTC, SFTR, and MiFID II. Skilled in ensuring timely, accurate, and compliant reporting to regulatory authorities, with expertise in trade and transaction reporting, regulatory submissions, and process optimization. Proven track record of collaborating with front-office, middle-office, and operations teams to streamline reporting workflows and ensure adherence to evolving regulatory frameworks.Key Skills & Competencies:Expertise in regulatory reporting requirements under SEC, MAS, ASIC, EMIR, CFTC, SFTR, and MiFID IIStrong knowledge of trade capture, transaction lifecycle, and reporting processesProficient in regulatory reporting platforms and tools (e.g, Murex, Capitech, TradeServ,Markitwire)Ensuring compliance with deadlines and accuracy in submissionsAnalysis, reconciliation, and resolution of reporting exceptionsProcess improvement and automation of regulatory reporting workflowsStakeholder management with regulatory bodies, internal control teams, and external auditorsPreparation and review of regulatory reports and submissionsSuccessfully managed reporting obligations across multiple regulatory regimes.Demonstrated ability to interpret complex regulatory requirements and implement compliant reporting solutions.Strong problem-solving and analytical skills with attention to detail in regulatory compliancePreviously worked as Subject Matter Expert at HSBC Electronic Data Processing Pvt. Ltd, I work on various regulations with expertise on exception management, reconciliation, and pairing activities, ensuring zero miss. I also have exposure to delegated reporting for the region, supporting compliance and accuracy.I have a PGDM in Finance and Marketing from M.S. Ramaiah Institute of Management, where I gained knowledge and skills in financial analysis, risk management, and marketing strategies. Previously, I was an analyst and a senior analyst at Societe Generale Global Solution Centre where I was responsible for PnL generation for various fixed income desks, covering bonds, CDS, leverage loans, and CDOs. I am motivated by delivering high-quality results, learning new technologies and methodologies, and collaborating with diverse teams.

Experience

1. Associate Manager

   EY

   Dec 2024 — Present · Bengaluru, IN

Education

• Sri kalyan College

  Bachelor of Commerce, Business/Commerce, General

  2012 — 2015

• M.S. Ramaiah Instt. Of Mgt

  PGDM- Post Graduation Diploma in Management, Finance & Marketing

  2017 — 2019