Roland Kelly
Charter Member @The L Suite Techgc
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WORK HISTORY
Charter Member @The L Suite Techgc
We are an independent, invitation-only, peer community where General Counsels share knowledge / best practices and support each other throughout our lives and careers.
EDUCATION
Pepperdine Law
JD
California Polytechnic State University-San Luis Obispo
Bachelor of Business Administration - BBA, Finance
SKILLS
ABOUT ROLAND KELLY
Chief Legal Officer | General Counsel | Board Member31••••••85 | R••••••••@gmail.comExecutive Officer with 20+ years of governance, legal and operations achievements in financial services, multinational law firm and public company environments. Corporate and Securities Law Experience Board Member with Audit Committee Experience Trusted C-Suite and Board Advisor Former SEC Attorney & Regulator Savvy Business Strategist Large SEC/Highly Regulated Industry Contact Network Speaker on Corporate, Securities and Board Governance Securities & Investments Corporate and Board Governance SEC & Public Company Regulation Capital Markets FINRA, Broker Dealer and Investment Adviser Regulations Risk Management Technology, Cyber Security & Privacy Accounting & Audit Mergers, Acquisitions, Joint Ventures IPOs, Other Public Offerings and Private Placements Executive Compensation Investor RelationsSELECTED CAREER HIGHLIGHTS: General Counsel of NYSE-listed financial services firm Board member with audit committee expertise and experience Regulator/Attorney in SEC’s Division of Corporation Finance Built-out Fortune 350 company’s legal department Orchestration of multidisciplinary team in merger creating $5B multinational company Board advisor and executive for publicly listed entities $ millions in cost savings through process improvements
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