Rohit Nikam

About Rohit Nikam

Investment Operations professional with experience across corporate actions, derivatives operations, and investment banking support. I have worked with global financial institutions managing high-volume transactions, resolving complex breaks, and ensuring regulatory compliance across markets. My expertise spans trade lifecycle management, asset servicing, and capital markets products including equity swaps, TRS, and structured finance transactions. I have also supported debt syndication, financial modeling, and investor presentations in an investment banking environment. I am passionate about improving operational efficiency, enhancing STP rates, and delivering accurate, timely financial solutions through strong stakeholder collaboration. Currently seeking opportunities in Investment Banking Operations, Asset Servicing, or Wealth Management where I can contribute analytical and operational expertise.

Experience

1. Senior Transaction Processing Officer

   Mphasis

   Feb 2025 — Present

   Manage and process a wide range of corporate actions including Mergers & Acquisitions (M&A), stock splits, spin-offs, options, rights exercises, and bonus share allocations.• Ensure accurate transaction processing by analyzing and validating corporate action events. • Liaise directly with clients to address queries, provide resolution, and implement transaction changes based on client instructions. • Conduct detailed research using mainframe/legacy systems to validate and retrieve necessary financial data. • Collaborate with internal teams and utilize tools such as On-Demand, Mainframe, Gains-Keeper, and Client Central for data verification and processing.

Education

• Modern Education Society's Ness Wadia College of Commerce, Pune

  BCom - Bachelor of Commerce, Business Administration and Management, General

  2011 — 2016

• PDEA's COE, MANJARI BK, PUNE

  Master of Business Administration - MBA, Banking, Corporate, Finance, and Securities Law