Rohit Jotwani

Experience

1. Associate Analyst

   AML RightSource

   Jul 2024 — Present · Gurugram, IN

   i. Conducted Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) for new and existing clients, assessing risk profiles and ensuring compliance with regulatory standards. ii. Performed transaction monitoring to identify suspicious activity, investigating anomalies and escalating potential money laundering Executed sanctions, PEP, and watch list screening using tools such as World-Check and Dow Jones, and cleared or escalated hits based on risk assessment. iv. Prepared and submitted Suspicious Activity Reports (SARs) in accordance with internal policies and regulatory requirements.v. Reviewed and remediated KYC documentation during periodic reviews, ensuring data accuracy and regulatory compliance.vi. Supported client onboarding by verifying identity documents, beneficial ownership, and source of funds information.vii. Maintained comprehensive and up-to-date records of KYC files, investigations, and decisions for audit and regulatory Collaborated with compliance, legal, and front-office teams to resolve KYC/AML-related queries and improve due diligence processes.ix. Stayed informed on changes in AML laws and regulations, contributing to internal policy updates and process improvements.x. Contribute to quality assurance and control initiatives.xi. Maintained and updated case tracking systems for KYC reviews, alerts, and investigations to ensure timely resolution and proper documentation.xii. Supported the preparation of regulatory compliance reports and dashboards for internal stakeholders and regulators, as needed.

Education

• IPS ACADEMY, Indore

  Master of Business Administration - MBA

  2020 — 2022