Rohit Jain

About Rohit Jain

I am a senior governance, compliance, legal risk, ethics, and regulatory professional with over a decade of extensive experience in corporate secretarial roles, both in India and globally. My expertise encompasses corporate governance, corporate restructuring, mergers and amalgamations, ESG, contract negotiation, data protection and privacy, corporate policies and training, planning and strategy, listing, internal audit, IT audit, internal controls, and IFC and SOX, HIPPA compliance, Risk Management, ISO 27001, ISO 27701, ISO ISO 42001I have worked across a variety of industries, including manufacturing (heavy machinery), education, NBFC, financial industries, entertainment, real estate, listed entities, global consultancy and advisory firms, IT/ITES sector, legal technology, and banking and finance. My roles have been at senior and mid-segment levels, where I have led critical assignments such as mergers, amalgamations Business transfers through slump sales, RBI compounding matters, foreign investment and FEMA compliance, contract lifecycle management, advisory on company law matters, data privacy, and ESG compliance.I have managed global compliance across regions, including Dubai and Abu Dhabi, and have experience in formulating corporate policies and training, change management, and various other regulatory and strategic matters.I am an Associate Member of the Institute of Company Secretaries of India, a Member of the International Association of Privacy Professionals, Europe (IAPP)(CIPP/E), and a law graduate from India. Additionally, I hold diplomas in internal audit from ICSI and financial modelling, NCFM

Experience

1. Compliance Data Protection Security Officer- Grc

   Capgemini

   Jun 2022 — Present

   Advise the Senior Management on corporate governance matters, legal obligations and regulatory compliance.Develop, implement, and maintain corporate governance policies and procedures.Develop and maintain positive relationships with key stakeholders, including auditors, and legal advisors.Conducting risk assessments and identifying internal control gaps.Developing audit plans and programs to ensure that all business processes are compliant with internal policies and regulatory requirements. Evaluating the effectiveness of internal controls, and recommending and implementing improvements where necessary.Providing recommendations to management on how to improve internal control processes, and working with them to implement those changes.Conducting investigations into potential fraud or other irregularities, and reporting findings to management.Drafting, vetting, finalizing and maintaining the record of various commercial agreements, Memorandum of Understanding, MSA, SOWContractual risk evaluation Conducting risk assessments and developing risk-based audit plansData Privacy, GDPR, PIA, BCR, SCC,TIA, CCPA,ROPA, Data Protection

Education

• OM S.C. Law

  Bachelor of Laws - LLB, All Corporates laws

  2013 — 2016

• Dev Nagri Inter College

  Business/Commerce, General

  2002 — 2003

• A.K. Degree College

  Bachelor of Commerce (B.Com.), Business/Commerce, General

  2003 — 2006

• The Institute of Company Secretaries of India

  Diploma in Internal Audit

  2017 — 2017

• The Institute of Company Secretaries of India

  Company Secretary, Banking, Corporate, Finance, and Securities Law

  2009 — 2014