Rohit Gupta

About Rohit Gupta

Rohit is a Risk Advisory Transformation Champion at EY GDS with over 15+ years of experience in Risk Consulting & Process Advisory. He is a leading expert in risk advisory domain, with a wealth of knowledge extensive experience in Risk Based Internal Audit, Designing & Implementation of SOX, ICFR & Business Processes, Cost Optimization Projects, Forensics & Risk Assessment reviews. He is an MBA Graduate from MDI, Gurgaon with majors in Finance, HR & Organization Behavior. He is also a Research scholar from Harvard Business School, Stanford Business School & Ivey Business School, London. Rohit is an independent advisor to the Board of leading P2P NBFC.Aligning diverse teams and solving complex business issues is the foundation on which Pierian Risk Advisory Leader, Rohit Gupta, has built his career. Enabling clients improve business processes and related controls through consultative and assurance services, Rohit assists his clients in meeting business objectives and mitigating critical risks. Clients consistently cite his ability to adapt solutions and approaches to their company’s size and complexity, along with his experience working with Fortune 500 and FTSE multinational organizations in the manufacturing, e-commerce, industrial products, retail and consumer and agribusiness industries as integral to their success. Rohit’s teams is known for delivering projects ranging from: evaluating the design and operating effectiveness of controls; creating and/or improving the processes for compliance with policies and government regulations (including SOX); designing and implementing controls during business process transformations and system implementations (with a focus on SAP and Oracle); co-sourcing Internal Audit functions to enhance value delivered; and assisting Internal Audit functions improve alignment with organizational strategic objectives. Rohit has a first-hand global perspective from projects he has delivered across the US, Europe, Latin America, and the Asia Pacific region (specifically - China, India and Singapore) & also handled international onsite assignments in the domain of Process and Risk advisory.His last assignment was with Pierian Services where he was leading the Service Delivery Model for Risk Advisory practice. He has also worked with PwC for 6 plus years wherein he served both the US and Indian clients. During his decade old career, he has led large teams on advisory assignments involving Process Setup and Internal Audits.

Experience

1. Associate Director - Fo - Commercial Lead Control & Compliance Leader Apac Regional Lead

   EY

   Jan 2023 — Present · Gurugram, IN

Education

• Management Development Institute, Gurgaon

  Executive MBA, Finance, Human Resource Management & Organisation Behaviour

• Ivey Business School at Western University

  Research Scholar, Finance, General

• Stanford University

  Research Scholar, Finance, General

• The Aditya Birla Public School

  10+2 , Commerce

• Sarbanes Oxley Compliance Professionals Association (SOXCPA)

  Certified Japanese Sarbanes Oxley Expert (CJSOXE), JSOX

• Harvard Business School

  Research Scholar, Finance, General

• Sarbanes Oxley Compliance Professionals Association (SOXCPA)

  Certified Risk and Compliance Management Professional (CRCMP), Risk and Compliance

• School Of Open Learning

  Bachelor of Commerce - BCom, Finance, General

• Sarbanes Oxley Compliance Professionals Association (SOXCPA)

  Certified Sarbanes-Oxley Expert (CSOE), SOX