Rohit A.
Manager Internal Audit @Care Insurance
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WORK HISTORY
Manager Internal Audit @Care Insurance
Gurugram, IN
Reporting to HOD with team handling covering following aspects-•Performing operational, financial & compliance audit as a Team Lead & Team Player both with the objective of assessing compliance with operating/ regulatory policies and procedures, evaluating existing internal controls andensuring the use of sound business practices.•Conducting Risk Assessment with mitigation plans, providing inputs to formulate internal control procedures, monitoring compliances to IRDA & other regulations on an ongoing basis, assist in framing SOP’s and internal financial control framework.•Covered audit for processes of Finance & Accounts, Administration, Group & Retail Policy Issuance, Premium Reconciliations, In House Claim Processing, Actuary/Product Development Life Cycle, Payment of commission/ remuneration & rewards, Renewal Communications, Fraud and Investigation, Networking, Wellness, Mail Room Management etc.•Special projects/assignments handling towards periodical verification for compliance of Anti-Money Laundering, System effectiveness including UAT’s (technical & non-technical risks) and preparation & fulfillment of IRDA’s Adhoc-requirement.•Review, surprise inspection and testing of procedures and policies for operation of Branches.•Conducting audit walkthroughs, preparation & finalization of RCM (Risk Control Matrix), executing audits with team, discussion/closure with management, finalization of audit reports and all other deliverables.•Presentations to Business Head, CFO and Managing Director•Review of Action taken report (ATR) & follow-up with the auditees for timely compliance
ABOUT ROHIT A.
A result oriented Professional with 5+ years of total experience: • Executed risk based Internal Audits in Real Estate, Manufacturing and Service Industries • Developing and implementing a robust Internal Audit framework and ensuring Internal Financial Controls (IFC) in the organisations to achieve visible improvements to control, risk management, business processes & SOX compliance • Managing the Internal Audit Processes including plan preparation/ execution, audit work programs, executing audits/assessments, deliverables to management, presentations to audit committee and review/ closure of action taken report. • Project/ special assignment handling delegating through management.
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