Roger H Barnes
Versatile financial services exec with diverse global leadership in enterprise risk management, data governance, anti-money laundering/know your customer, regulatory reporting quality assurance, operations management.
- Role
- Vice President, Enterprise Risk Management at The Clearing House
- Location
- Westfield, NJ, US
- LinkedIn followers
- 500 followers
About Roger H Barnes
I am a results-driven, globally minded financial services executive with diverse leadership experience at the Executive Director and Senior Vice President levels, and a strong track record of leading large, diverse global teams in strengthening enterprise risk management and data governance, enhancing AML/KYC compliance, executing regulatory reporting quality assurance, achieving operational excellence, and optimizing risk management and controls (RCSA) processes through automation and innovation.Known for building empowered, high-performing global teams and fostering collaboration across Business, Finance, Risk, Compliance, Operations, Technology, and Regulatory partners, I specialize in translating complex business, regulatory, and data challenges into actionable solutions that drive measurable impact.As a hands-on, pragmatic leader, I’m driven by outcomes, guided by integrity, and inspired by the opportunity to make complex organizations work smarter and stronger. Dual US/UK citizen with a global outlook and in my spare time you’ll find me exploring new hiking trails across California, cheering on my soccer team Newcastle United, or rooting for my beloved NFL team the Buffalo Bills.\"Go Bills!\".Experience and expertise includes:People and Team Development, Leadership, and Empowerment | Data Governance, Quality Assurance, Tracing, and Lineage | Anti-Money Laundering and Know Your Customer (AML/KYC)| Regulatory Reporting and Compliance (FR Y-14, FR 2052a, AML, KYC)| Enterprise Risk Management and Internal Controls (RCSA)| Organizational/Operational Transformation and Process Re-engineering | Change Management and Global Program Leadership | Budgeting, Vendor Oversight, and Contract Negotiation
Experience
Vice President, Enterprise Risk Management
Jan 2026 — Present · New York, NY, US
Education
York College, York, United Kingdom
BTEC National Certificate in Business and Finance
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