Rodney Succes

Experience

1. Director, Institutional Trading

   Envestnet

   Feb 2002 — Present · Chicago, IL, US

   FINRA Licenses: Series 7, Series 24, Series 55, Series 63Daily execution and allocation of trades and analysis of equities / ETFs for Envestnet’s $39 billion+ managed account platform.Work with the trade desk team members to execute equity and fixed income orders as they are generated via internal trading platform. This includes block trade requests originating from both UMA and SMA managers, liquidation requests, raise cash requests and other one-off trade requests.Processing fixed income trade orders generated by SMA managers as well as those originating from our internal platform by utilizing the trading desks at the various custodians on our platform.Assist in post-trade allocation of all trades executed off platform as needed.Utilization of trading platforms such as Knight Global, REDI, RealTick, TradeWeb, Fix Flyer, Bloomberg, and Checkfree APL; as well as our proprietary managed account platform, to provide a full service trading desk for all managers on the Envestnet SMA/UMA platform with the ability to execute trades and clear across all custodians for single price execution.Manage incoming email inquiries for equity and bond trade breaksResponsible for manual OATS reportingWork closely with all major custodian back office and clearing departments to facilitate seamless post trade comparison and settlement.Back-up for all P&S and clearing functions through Envestnet’s broker dealer, Portfolio Brokerage Services Inc.Active member of the Envestnet Mentoring Program

Skills

• Wealth Management
• Mutual Funds
• Series 7
• Series 63