Rodney Richter

About Rodney Richter

Audit and finance professional with experience conducting value added internal audits of,…

Experience

1. Enterprise Risk, Iso & Compliance Manager (Internal Audit Manager)

   The Pasha Group

   Aug 2013 — Present

   Hired to create the Internal Audit Department. •Build risk based audit schedules and programs based on COSO standards and framework. •Lead the execution of operational, financial, and compliance audits ( e.g. ISO, DOT, NIST, PCI, DOD); including walkthroughs, audit program development, sample selection, testing, report writing, and presentation to stakeholders, including executive management and audit committee. •Communicate results of testing to all stakeholders and assist with the creation of actions to remediate deficiencies including follow up remediation. •Monitor compliance with standard processes, controls, regulations, and policies through a coordinated program of ongoing internal controls testing. •Lead targeted training and awareness programs with a focus on cybersecurity (including PCI and ISO compliance), business email compromise schemes, and data security. •Continuously advise stakeholders on the revision and creation of policies and operating standards to ensure financial, operational, and regulatory controls are in place. •Collaborate with Legal, Finance, Treasury, Shared Services, and IT leaders to bring a holistic and coordinated approach to risk management. •Constantly and consistently develop and maintain standardized best practices, policies, and systems for Internal Audit. •Manage the adherence to the ISO 9001:2015 Standard and the Quality Management System and 14001:2015 including the conducting all phases of the internal audits for compliance. and reviewing work of auditors