Roderick W. Mikus

About Roderick W. Mikus

Brokerage executive acknowledged for building high performing teams that deliver…

Experience

1. Vice President Operations - Wealth and Investment Management

   Northwestern Mutual

   Jul 2022 — Present

   Responsible for the execution of key transformative priorities for the wealth business to enable scalable growth. Shaping business requirements based on competitive and marketplace needs. Focusing on advisor desktop, client experience, field experience and processes for alignment. All within the operational support and transformational ecosystems. Additionally; • Leading relationships with technology partners and ensure resources/success for both perform/transform work. • Partnering with client advocacy and investment operations teams to ensure execution of the wealth strategy. • Executing agains comprehensive business reporting and management of metrics processes. Scaling of key initiatives from an execution and operations perspective;

Education

• Erie Community College

  AAS, Drafting Engineering

  1988 — 1990

• University of Colorado Denver

  BS, Finance

  1994 — 1997

Skills

• Financial Risk
• Series 7
• Finra
• Risk Management
• Series 24
• Relationship Management
• Securities
• Financial Services
• Derivatives
• Back Office
• Capital Markets
• Trading
• Wealth Management
• Hedge Funds
• Series 63
• Bloomberg
• Uniform Combined State Law
• Asset Allocation
• Finance
• Options
• Aml
• Series 65
• Financial Markets
• Securities Regulation
• Fixed Income
• Asset Management
• Management
• Investments
• Equity Trading
• Equities
• Portfolio Management
• Etfs
• Investment Advisory
• Alternative Investments
• Mutual Funds
• Prime Brokerage