Rocio P Platt

About Rocio P Platt

Bachelor´s Degree in Business and MarketingSeries 7- Licensed in General Securities Series 66-Licensed in Uniform Combined State LawCA Insurance License: 0I97460CFP® candidateCHFC® candidate Results oriented & dynamic professional with experience in marketing and entrepreneurship currently working in the Financial industry.ANALYSIS TOOLS•Suite Microsoft Office (Word, Excel, Access, Power Point,Project)•Adobe Photoshop, Illustrator, Imovie, SPSS•User of PC and MacOS•All Ameriprise tools and systems• Thomson 1 and Netx 360

Experience

1. Associate Wealth Management Advisor

   Northwestern Mutual

   Feb 2017 — Present

   Help conduct the smooth operation and management of a fast-paced Private Wealth Advisory practice with 200M AUM-Client meetings and reviews-Meeting preparation and follow up, financial analysis, portfolio design and rebalancing of all the managed accounts of the practice-Associate Financial Advisor and main point of contact for 300 client groups-Demonstrated exceptional product and business development skills by acquiring profitable client relationships with high net worth clients and by monitoring and keeping up the ongoing relationships-Provided ongoing financial planning and managed the financial planning process and system from data collection to implementation-Write financial planning and investment recommendations-Develop relationships with accountants, CPA´s, health professionals, estate planning attorneys and fiduciaries to expand and increase the book of business-Responsible of all the follow up and implementation of recommendations post meeting-Identifying client needs and making they are met by utilizing Investments, Insurance, Annuities, Life insurance or other products that suits them based on their risk tolerance-Provide ongoing wealth management advice

Education

• IES Las Rozas 1

  Graduated high School

  2005

• Academy of Art University

  Certificate, Advertising & Digital Media

  2010 — 2011

• ESIC Business & Marketing School

  Bachelor´s Degree, Marketing & Business Management

  2005 — 2010

• ESIC Business & Marketing School

  Seminar and Certificate, Financial Risk management course

  2006 — 2006

• UCLA

  Business Course, Intensive Business

  2008 — 2008

Skills

• Investments
• Project Management
• Financial Services
• Ca Insurance License
• Strategic Financial Planning
• Business Analysis
• Online Presence Management
• Series 66
• Proactive Self-Starter
• Spanish
• Problem Solving
• Business Planning
• Microsoft Office
• Microsoft Excel
• Series 7
• Social Media
• Research
• Financial Planning
• Business Process
• Marketing
• Marketing Strategy
• Entrepreneurship
• Private Wealth Management
• Business Development