Rochelle Levy
Chief Compliance Officer | Juris Doctor
- Role
- Chief Compliance Officer at Bluespring Wealth Partners
- Location
- Austin, TX, US
- LinkedIn followers
- 500 followers
About Rochelle Levy
My role as Chief Compliance Officer requires me to safeguard our complex business model with a robust compliance framework, fortified by my background as an attorney and expertise in forensic accounting. I excel in deploying scalable compliance programs within the dynamic landscape of investment management.Building upon my tenure at top financial institutions, I\'ve honed a data-driven approach that results in better board reporting and due diligence. My hands-on experience with the Investment Advisers Act and Investment Company Act of 1940, alongside a deep understanding of FINRA rules, has been instrumental in crafting effective control testing and surveillance mechanisms.
Experience
Chief Compliance Officer
Oct 2025 — Present · Austin, TX, US
Education
University of North Carolina at Charlotte
Certificate, Forensic Accounting
2009 — 2010
New England Law | Boston
Juris Doctor, Law
2007 — 2010
University of Florida
Bachelor of Arts (B.A.), Political Science; Religion; Minor in African Studies
2003 — 2007
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