Roberto Micozzi
Executive Director - Investment Banking Compliance @Goldman Sachs
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WORK HISTORY
Executive Director - Investment Banking Compliance @Goldman Sachs
London, GB
Lead Compliance Advisor for more than 200 Bankers across Europe and the Middle East, with particular focus on TMT, Real Estate, Natural Resources and Healthcare- Provided proactive compliance advice on M&A transactions, supporting adherence to Market Abuse Regulation, MiFID II, cross-border regulatory obligations and internal requirements- Delivered tailored compliance training sessions covering Complex M&A transaction, financial crime,confidentiality, and personal conduct, fostering a culture of integrity across the division- Oversaw the development and implementation of firm policies including e-communications, cross-border engagement protocols, and surveillance- Designed internal controls for innovative areas such as AI development in banking processes- Mentored junior colleagues on regulatory frameworks and risk strategies, enhancing team advisory standards
EDUCATION
Liceo Classico Giacomo Leopardi
Maturità Classica, Latin, Ancient Greek, Literature, Mathematics, Physics
Università Bocconi
Master of Science (MSc), Management
Università Bocconi
Bachelor, International Economics and Management
Insper Instituto de Ensino e Pesquisa
Exchange Program, Economics and Management
Indian Institute of Management Ahmedabad
Master of Business Administration - MBA
Indian Institute of Management Ahmedabad
PGP, Management
SKILLS
ABOUT ROBERTO MICOZZI
Financial services professional with experience managing high priority regulatory strategy projects (Brexit, MiFID II) and supporting Compliance Senior Management. I am an MBA graduate with Global experience gained across EMEA, APAC and the US
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