Robert William L.

Director of Compliance @Swl Engineering Ltd

Cumbria, GB

As the Director of Compliance, I play a key role in ensuring SWL Engineering Ltd adheres to all regulatory, legal, and ethical standards, focusing on risk prevention and strategic protection for the company. My core responsibilities include:1. Developing Compliance Programs: I design, implement, and continually enhance compliance programs that align with industry regulations, internal policies, and ethical standards.2. Monitoring Regulatory Changes: By staying updated on relevant laws and regulations, I ensure our policies are adapted as needed to maintain compliance.3. Creating Policies and Procedures: I draft, review, and update policies to mitigate risks and ensure compliance across departments.4. Conducting Risk Assessments: I perform regular assessments and audits to identify and manage potential compliance risks, implementing strategies to avoid regulatory issues.5. Overseeing Internal Audits and Investigations: Leading internal audits and investigating potential violations ensures quick, thorough responses to any compliance concerns.6. Training and Education: I design and deliver training programs to equip employees with knowledge of regulatory requirements and our standards of conduct.7. Reporting and Documentation: I maintain detailed records of compliance activities and prepare reports for senior management and regulatory bodies.8. Advising Leadership: As a strategic advisor, I provide insights on compliance risks and recommend actions to support a compliance-oriented culture.9. Managing Compliance Team: I lead a team of compliance professionals, ensuring their work aligns with organizational goals.10. Liaising with Regulators: Serving as the main contact for regulatory bodies and auditors, I facilitate reviews and provide the necessary documentation.My role demands deep regulatory expertise, meticulous attention to detail, strong ethical judgment, and an ability to foster compliance throughout the organization.

University of Lancashire

H.N.D BUSINESS INFORMATION TECHNOLOGY

FURNESS COLLEGE, HOWARD ST, BARROW IN FURNESS

N.E.B.S.M

FURNESS COLLEGE, HOWARD ST, BARROW IN FURNESS

H.N.C ACCOUNTANCY

ST BERNARDS R.C SECONDARY

High School, English Language and Literature, Maths, Physics, Metalwork, Woodwork, Environmental Studies, PE, RE