Robert Oconnor
Managing Director at Morgan Stanley
- Role
- Managing Director - Legal and Compliance at Morgan Stanley
- Location
- Rye, NY, US
- LinkedIn followers
- 500 followers
Experience
Managing Director - Legal and Compliance
Jul 2000 — Present · New York, NY, US
Responsible for legal coverage for Prime Brokerage, Securities Lending, Fund Administration and Listed and OTC Derivative Client Clearing business units. Also act as legal advisor to Firm\'s Recovery and Resolution group. Advise internal clients, including senior management, sales, client service, documentation and risk management, regarding issues arising under federal and state securities, derivatives and futures laws, Federal Reserve Bank and SRO regulations, ERISA and contract law as well as with respect to franchise concerns. Work with internal and external litigators on litigation and regulatory matters related to covered businesses. Participate in creation of new products.Dec 2006 to present: Managing Director and CounselDec 2002 to Dec 2006: Executive Director and CounselDec to Dec 2002: Vice President and Counsel July to Dec Counsel
Education
Fordham University School of Law
Doctor of Law (JD)
1990 — 1993
Boston College
Bachelor of Arts (B.A.), English
1985 — 1989
Skills
- Short Selling
- Prime Brokerage
- Securities
- Hedge Funds
- Derivatives
- Capital Markets
- Equities
- Alternative Investments
- Finra
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