Robert Daum

Role: Vice President Compliance at Raymond James
Location: St. Petersburg, FL, US
LinkedIn followers: 500 followers

Finance & AccountingView LinkedIn profile

About Robert Daum

My professional experience reflects:(1) over 25 years of cross functional competencies…

Experience

Vice President Compliance
Raymond James
Jan 2018 — Present

Skills

Banking
Mutual Funds
Mergers
Securities
Aml
Anti Money Laundering
Equities
Securities Regulation
Risk Management
Financial Services
Mergers
Insurance
Asset Management
Financial Risk
Trading
Corporate Law
Due Diligence
Investments
Corporate Governance
Compliance
Finra

Contact information

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Work email
•••••@raymondjames.com
Personal email
•••••@•••••.com
Direct dial
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Current company

Raymond James

Financial Services · 20K employees · Founded 1962 · St. Petersburg, Florida, United States

Founded in 1962 and a public company since 1983, Raymond James Financial, Inc. is a Florida-based diversified holding company providing financial services to individuals, corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset management. The firm's stock is traded on the New York Stock Exchange (RJF). Through its three broker/dealer subsidiaries, Raymond James Financial has approximately 8,700 financial advisors throughout the United States, Canada and overseas. Total client assets are $1.26 trillion (as of 10/25/2023). Raymond James has been recognized nationally for its community support and corporate philanthropy. The company has been ranked as one of the best in the country in customer service, as a great place to work and as a national leader in support of the arts.

raymondjames.com

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About Robert Daum

Experience

Vice President Compliance

Skills

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