Robert C Stein
V.P., Compliance Officer - Corporate Bank at Deutsche Bank
- Role
- Vice President, Compliance - Corporate Bank at Deutsche Bank
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Robert C Stein
Experienced Vice President Compliance Officer with a demonstrated history of working in the financial services industry. Skilled in Enterprise Risk Management, FRB Bank Regulations, Management. Strong finance professional with a BA focused in Economics from Fordham University.
Experience
Vice President, Compliance - Corporate Bank
May 2022 — Present · New York, NY, US
Education
Fordham University
BA, Economics
1986 — 1990
Skills
- Finra
- Due Diligence
- Hedge Funds
- Internal Audit
- Structured Products
- Financial Risk
- Banking
- Asset Management
- Risk Management
- Structured Finance
- Credit
- Financial Modeling
- Corporate Finance
- Mergers
- Equities
- Credit Risk
- Kyc
- Mergers
- Loans
- Series 63
- Corporate Governance
- Operational Risk
- Financial Services
- Securities Regulation
- Securities
- Private Equity
- Financial Institutions
- Investment Advisory
- Wealth Management
- Management
- Finance
- Derivatives
- Middle Office
- Financial Analysis
- Anti Money Laundering
- Banking Law
- Financial Markets
- Enterprise Risk Management
- Trading
- Operational Risk Management
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