Rob Graham

Executive Director - Global Investment Management - Trade Surveillance @Morgan Stanley

London, GB

Leading the Global Investment Management Market Abuse Trade Surveillance program.• Development of multi-year strategy in partnership with Non-Financial Risk colleagues. • Completion of risk assessments to calculate residual risk and identify priorities for program development. • Evaluation and calibration of controls, utilizing Data & Analytics models. • Integration of acquired businesses into the program, with an emphasis on strategic data capture. • Development of the program’s data governance framework, expanding the use of automated data quality and completeness controls, and collaborating with third-party vendors to develop their offering. • Engagement with regulators and Internal Audit to provide regular program updates and to respond to examinations/targeted queries. • Building effective relationships with key stakeholders (e.g, business units, upstream Technology) to ensure adequate program coverage and development.

Copenhagen Business School

Bachelor of Business Administration (BBA), Business Administration and Management, General

University of Bath

Bachelor of Science (BSc), Business Administration and Management, General