Robert Caproni
Vice President - Surveillance Lead at J.P. Morgan Chase
- Role
- Vice President - Surveillance Lead at JPMorganChase
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Robert Caproni
Seasoned Human Resources professional with proven expertise in Employee Relations and Leadership & Mentorship, significantly enhancing employee engagement and policy development. Spearheaded strategic projects leading to over 40 policy updates and adeptly managed complex ER cases, showcasing strong problem-solving skills and commitment to fostering an inclusive work environment.
Experience
Vice President - Surveillance Lead
Sep 2025 — Present · Jersey City, NJ, US
Reviewed Trade Surveillance alerts seeking to identify risks related to Market Misconduct, Sales Practice, and Customer Suitability* Performed thorough investigations and identify possible violations of rules, regulations, and procedures* Collaborated with stakeholders from other areas of the firm to enhance the Surveillance program* Interacted with Line of Business Compliance (LOB) and LOB Management to appropriately escalate potential issues* Work with global Surveillance and Technology stakeholders on new and enhanced surveillances including defining requirements, conducting analysis and UAT testing, and implementing related processes and procedures
Education
Fairleigh Dickinson University
Bachelor of Science - BS, Business Administration
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