Manisha Singh
Senior Compliance Manager @Quilter
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WORK HISTORY
Senior Compliance Manager @Quilter
EDUCATION
London Metropolitan University
Master of Business Administration (M.B.A.), Enterprise Risk Management & Corporate Governance
The Chartered Institute for Securities & Investment (The CISI)
Diploma in Investment Compliance, Investments and Securities
ABOUT MANISHA SINGH
A compliance professional who is used to working with the most senior staff internally and externally with experience of developing and maintaining effective compliance framework across complex stakeholder environments. Quick to grasp new ideas, concepts and technologies and to develop practical solutions to complex problems and changing customer, market and regulatory demands. Extensive knowledge of various FCA regulation – MiFID II, SYSC, SM & CR, COCON, DISP, PROD, Consumer Duty, HMRC etc. A skilled negotiator who is used to working with the most senior staff internally and externally. Outstanding communication and interpersonal skills and a respectful and collaborative approach to developing successful and sustainable working relationships with internal and external stakeholders.Career Highlights • Introduced & developed a regulatory framework for the business to ensure compliance with regulations including a breach reporting process.• Developed a mandatory compliance training program on COBS, including MiFIID II changes, specially tailored to suit the needs of the business.Key Areas of Expertise • Risk & Compliance • Regulatory Breach Reporting • Drafting Regulatory Policies • Regulatory Change Reports • COB Compliance • Best Execution Monitoring • Financial promotions • Regulatory Change Projects • Management Reporting
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