Rick Oldenborg
Capital Markets | Internal Audit | Operational Risk | Supervision | Surveillance | Risk Management | Program Management | Fixed Income | Regulatory Affairs | AML | Team Leadership | Stakeholder Negotiation | Governance
- Role
- Managing Director, Internal Audit at MUFG
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Rick Oldenborg
Strategic Capital Markets leader with extensive experience in the industry, and with leadership roles spanning across the US Broker-Dealer including Internal Audit, Change Delivery, Trading Business Management, Supervision and Operations. Knowledge and leadership experience in internal audit practices, governance and oversight, control framework and regulatory relations. Consistent focus on managing risk, ensuring compliance, and optimizing cost.
Experience
Managing Director, Internal Audit
Apr 2022 — Present · NY, US
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