Rick Sherley
Partner, General Counsel and Secretary at GQG Partners LLC
- Role
- Partner, General Counsel and Secretary at GQG Partners
- Location
- Seattle, WA, US
- LinkedIn followers
- 500 followers
About Rick Sherley
Specialties: Business, investment management and financial services law. The…
Experience
Partner, General Counsel and Secretary
Jan 2020 — Present · Seattle, WA, US
General Counsel and Secretary at GQG Partners, a publicly owned institutional investment manager. Named Partner effective January 1, 2021. Responsible for legal and compliance departments.
Education
University of Pennsylvania
BA
1988 — 1992
Duke University School of Law
JD
1992 — 1995
Skills
- Finra
- Securities Regulation
- Corporate Governance
- Mutual Funds
- Investment Management
- Financial Services
- Hedge Funds
- Investment Advisers Act
- Financial Regulation
- Corporate Law
- Investment Company Act
- Broker-Dealer
- Banking Law
- Securities
- Securities Offerings
- Securities Litigation
- Banking
- Aml
- Private Placements
- Private Equity
- Cross-Border Transactions
- Structured Finance
- Sec
- Contract Negotiation
- Investments
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