Rick Schell
- Role
- Chief Compliance Officer at Comerica Securities Inc
- Location
- Dallas, TX, US
- LinkedIn followers
- 500 followers
About Rick Schell
Compliance & Legal Executive- Securities, Derivatives & Physical Markets Improve…
Experience
Chief Compliance Officer
Oct 2019 — Present
Education
The John Marshall Law School
JD, Law
DePaul University
BS, Finance
Skills
- Financial Markets
- Fixed Income
- Options
- Hedge Funds
- Management
- Anti Money Laundering
- Equities
- Etfs
- Analysis
- Operational Risk
- Finra
- Investments
- Capital Markets
- Foreign Exchange
- Trading
- Training
- Finance
- Securities
- Derivatives
- Commodity
- Auditing
- Policy
- Mutual Funds
- Financial Regulation
- Dodd-Frank
- Energy Markets
- Commodity Markets
- Aml
- Proprietary Trading
- Risk Management
- Investment Banking
- Due Diligence
- Portfolio Management
- Trading Strategies
- Financial Risk
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