Richard Weddell

International Compliance Officer @Assurant

Manchester, GB
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Jun 2022 — Present

International Compliance Officer @Assurant

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Manchester, GB

Leading the compliance function for Europe, Latin America, Canada and Asia Pacific.Highly experienced, award-winning dynamic leader and empowering coach who proactively influences positive change and develops staff to ensure delivery of results in line with strategic requirements. Risk Management expert specialising in Regulatory Risk and Conduct Risk. Experienced regulatory compliance professional for Insurance, Banking, Consumer Credit, Mortgages, and Investment sectors- held SMF16 and 17 (previously CF10, Data Protection Officer and CF11/MLRO). Proven ability to influence pragmatic and proportionate Risk Management Framework development and culture, as well as risk mitigation within a customer centric environment. Extensive experience in successfully managing stakeholders to Board and executive level, as well as leading key projects, e.g. Brexit contingency and Part VII delivery.Excellent communicator, well organised, and used to working under pressure, and to strict deadlines.

SKILLS

Financial RiskBankingAmlOversightInsuranceTcfConduct RiskGovernanceFsaRegulatory RiskPast Business ReviewsRegulatory ChangeRisk AssessmentBusiness StrategyRegulatory AffairsRegulatory AnalysisRegulatory DocumentationRegulatory SubmissionsRegulatory GuidelinesRegulatory PolicyProject ManagementProject SponsorshipInvestigationStrategyComplianceRisk ManagementStakeholder ManagementStakeholder EngagementOutsourcing ManagementExecutive ManagementOperational RiskRegulationsEnterprise Risk ManagementKycOperational Risk ManagementFraudRetail BankingLeadershipCorporate GovernanceAnti Money Laundering

ABOUT RICHARD WEDDELL

Leads the International Compliance functions for Fortune 350 business in Latin America, Canada, Asia Pacific and Europe, covering 22 countries.Highly experienced dynamic leader and coach who proactively influences change and develops staff to ensure delivery of results in line with strategic requirements. Risk Management expert specialising in Regulatory Risk and Conduct Risk. Experienced in regulatory compliance in Banking, Consumer Credit, Mortgages, Insurance/Assurance, and Investments sectors - held positions of CF10, CF11 and MLRO. Proven ability to influence pragmatic Risk Management Framework development and culture. Extensive experience in successfully managing stakeholders up to executive level. • Significant experience in Financial Services regulation, especially Regulatory Compliance and Conduct Risk Management. I have a proven track record in undertaking complex analytical work including all aspects of FCA regulation, with a particular focus on conduct risk. Developed strong working relationships within a three lines of defence model and influenced to negotiate pragmatic solutions with first line risk owners to provide early interventions, or mitigation, to prevent poor customer outcomes. Clearly set expectations for control effectiveness and provided robust challenge where issues were identified to ensure all stakeholders delivered within the agreed Risk Management Framework and Risk Appetite.

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Richard Weddell — International Compliance Officer at Assurant in Manchester, GB | Unifers