Richard Tymon

About Richard Tymon

Morgan Stanley - 2015 - Present Private Banking Operations - Tailored…

Experience

1. Vice President - Risk and Control Oversight

   Morgan Stanley

   Mar 2018 — Present

   Department Lead - Responsible for establishing a consistent Operational Control Oversight framework across WM Private Banking Operations. Product Support - Build coverage across multiple products (i,e, UHNW, SBL, Margin and Non-SBL) with teams across multiple locations both onshore and offshore. Regulatory/Audit Reporting - Focus on audit action items, incidents remediation and regulatory requirements including SCRA, REG B, REG P, REG U and REG W and all Risk Control Self-Assessments (RCSA) overight. Team works as an independent line of defence between core processing and Bank Risk while working closely with BU. People and Culture - Major contributor to upholding and executing firms core values including recruiting, mentoring, and people committee champion. This included establishing a department On-Boarding Committee across all locations and presenting the program goals and accomplishments to our senior leadership.

Skills

• Fixed Income
• Risk Assessment
• Business Process Re-Engineering
• Internal Controls
• Securities
• Finance
• Cost Management
• Strategic Sourcing
• Operational Due Diligence
• Application Architecture
• Regulatory Requirements
• Financial Analysis
• Team Leadership
• Risk Management
• Sarbanes-Oxley Act
• Aml