Stephanie Richards

Principal of Risk Advisory Services at Kaufman Rossin

Role: Principal at Kaufman Rossin
Location: Miami-Fort Lauderdale, FL, US
LinkedIn followers: 500 followers

General Business & ManagementView LinkedIn profile

About Stephanie Richards

I am a securities industry compliance professional with over 10 years of experience in…

Experience

Principal
Kaufman Rossin
Jun 2023 — Present

Education

Florida Atlantic University
Bachelor of Arts Degree in Criminal Justice
2002 — 2004
University of Central Florida
Undergraduate work completed
2001 — 2002

Skills

Investments
Broker-Dealer Operations
Due Diligence
Financial Audits
Finance
Financial Services
Risk Identification
Finra Regulatory Compliance
Risk Analysis
Broker-Dealer Compliance
Series 7
Anti Money Laundering
Audit Process
Microsoft Office
Securities Regulation
Securities
Process Control Reviews
Equities
Risk Management
Sec Regulations
Client Communication

Contact information

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Work email
s••••••••@kaufmanrossin.com
Personal email
•••••@•••••.com
Direct dial
+17•••••••81

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Current company

Kaufman Rossin

Accounting · 804 employees · Founded 1962 · Miami, Florida, United States

Kaufman Rossin is one of the 50 largest CPA and advisory firms in the U.S. and the largest independent firm in Florida. We've been here since 1962 — partner-owned by choice, and free to focus on our purpose: leaving people better off. We've believed from the beginning that when work is genuinely good for the people doing it, people make things genuinely better for everyone around them. This focus shapes how we work. It's grounded us since the beginning — and it's our independence that gives us the freedom to stay true to who we've always been. More than 700 Kaufman Rossin professionals provide accounting, tax, advisory, and wealth management services to investors, high-net-worth individuals, and the people who make mid-market businesses run. We work with founders and builders, growth-minded entrepreneurs, mid-market companies, and families building something for future generations. Proudly headquartered in Miami, we serve clients across the U.S. and around the world. Our independence is an advantage we refuse to give up. It means we answer to no one but the people we serve. No investor timeline behind the advice. No parent company redefining what good service looks like. No agenda other than yours. That's why we're here. And why we're here to stay.

kaufmanrossin.com

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About Stephanie Richards

Experience

Principal

Education

Florida Atlantic University

University of Central Florida

Skills

Find verified contacts for anyone on LinkedIn