Richard Magrann-Wells

Chief Regulatory & Compliance Officer at Certificial

Role
Chief Regulatory & Compliance Officer at Certificial
Location
Los Angeles, CA, US
LinkedIn followers
500 followers

About Richard Magrann-Wells

Lawyer (MBA/JD/LLM) proficient in insuretech, fintech and blockchain. Former investment…

Experience

  1. Chief Regulatory & Compliance Officer

    Certificial

    Jun 2021 — Present

Education

  • University of California, College of the Law, San Francisco (formerly UC Hastings)

    JD, Law

    1981 — 1984

  • University of Southern California

    BA, Political Science / Intl Relations

    1977 — 1981

  • NYU Stern School of Business

    MBA, Finance

    1987 — 1989

  • Boston University School of Law

    LLM - Banking and Financial Law, Compliance and Regulation of Financial Institutions

    2009 — 2009

Skills

  • Financial Regulation
  • Debt Markets
  • Financial Risk
  • Asset Management
  • Financial Services
  • Professional Liability
  • Insurance
  • Commercial Insurance
  • Compliance
  • Operational Risk
  • Underwriting
  • Fx
  • Portfolio Management
  • Foreign Exchange
  • Capital Markets
  • Bond Markets
  • Mergers & Acquisitions
  • Credit Risk
  • Fx Options
  • Banking
  • Mutual Funds
  • Risk Management
  • Due Diligence
  • Hedge Funds
  • Alternative Investments
  • Investments
  • Securities
  • Derivatives
  • Aml

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