Richard Rick Vynalek
Chief Compliance Officer, Retirement Strategies and Usb Service @Prudential Financial
Shelton, CT, US
EMAILS
r••••••••@prudential.com
MOBILE NUMBERS
+91 *********19
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WORK HISTORY
Feb 2024 — Present
Chief Compliance Officer, Retirement Strategies and Usb Service @Prudential Financial
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Shelton, CT, US
EDUCATION
1988 — 1992
Southern New Hampshire University
BS, Business Administration
SKILLS
Series 6InsuranceSeries 7401kAnnuitiesSecuritiesMutual FundsRisk ManagementTradingFixed AnnuitiesRetirementComplianceFinancial ServicesDefined ContributionFinancial AdvisoryLife InsuranceInvestmentsRetirement PlanningFinraIras
ABOUT RICHARD RICK VYNALEK
A solutions-focused financial services professional with thirty years experience in the development and oversight of effective supervision systems, strong knowledge of the Investment Advisors Act of 1940 and Investment Company Act of 1940, life and annuity manufacturing and distribution and retail and wholesale broker dealer oversight.
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