Richard Duff Jordan
- Role
- Attorney at Axiom
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Richard Duff Jordan
Senior-level attorney with extensive knowledge of (i) US banking and securities…
Experience
Attorney
Apr 2021 — Present
Performing under engagements arranged via Axiom platforms. Most recent engagement involved assessment of legal and regulatory requirements (primarily arising under US State law) applicable to major US bank and affiliated business entities. Work product was used by client in developing internal Legal and Compliance controls for multiple business lines.
Skills
- Sanction
- Management
- Fraud
- Aml
- Dodd-Frank
- Investments
- Financial Regulation
- Bank Secrecy Act
- Asset Management
- USA Patriot Act
- Litigation
- Securities
- Mergers
- Derivatives
- Due Diligence
- Financial Structuring
- Ofac
- Credit
- Capital Markets
- Securities Regulation
- Mergers
- Finance
- Corporate Law
- Analysis
- Privacy Law
- Financial Risk
- Auditing
- Structured Finance
- Latin America
- Kyc
- Internal Controls
- Private Equity
- Hedge Funds
- Finra
- Banking
- Financial Services
- Corporate Governance
- Risk Management
- Insurance
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.