Rebecca Olsson

WORK HISTORY

EDUCATION

SKILLS

ABOUT REBECCA OLSSON

Highly motivated and strategically minded with extensive experience in investment compliance and SEC regulatory matters. Proven track record in developing and overseeing comprehensive compliance programs for diverse financial firms. Skilled in navigating complex regulatory environments to drive business growth and ensure adherence to industry standards. Adept at integrating integrity, teamwork and ethical practices into compliance strategies.Key Skills & Expertise: SEC Regulatory Compliance, Investment Advisers Act of 1940, Investment Company Act of 1940, Compliance Program Development & Oversight, Risk Assessment & Mitigation, Policy & Procedure Drafting, Testing Programs, Team Leadership & Training, Code of Ethics Program Monitoring and Regulatory Filings (Form ADV, Form PF, Section 13, CPO & CTA exemptions, etc.)Rebecca Olsson joined CIM Group in September 2024. Prior to joining CIM Group, Rebecca was at Optima Partners, a global regulatory advisory firm. Rebecca has also worked at TCW Group, First Pacific Advisors, LLC (FPA Funds), Salem Partners, LLC (Investment Bank & Wealth Management) and CIBC World Markets Equity Research. She graduated Magna Cum Laude from Northeastern University with a B.A. in International Affairs, received a language certificate from Beijing Foreign Studies University, and was a Hansard Scholar at London School of Economics. She also earned an M.A. in Pacific International Affairs from The University of California, San Diego, and received a professional designation with distinction in Personal Financial Planning from the University of California, Los Angeles.