Rebecca Olsson
Investment Compliance Professional | SEC Regulatory Expertise | Strategic Advisor | Vice President, Compliance CIM Group
- Role
- Vice President, Compliance at CIM Group
- Location
- Los Angeles, CA, US
- LinkedIn followers
- 500 followers
About Rebecca Olsson
Highly motivated and strategically minded with extensive experience in investment compliance and SEC regulatory matters. Proven track record in developing and overseeing comprehensive compliance programs for diverse financial firms. Skilled in navigating complex regulatory environments to drive business growth and ensure adherence to industry standards. Adept at integrating integrity, teamwork and ethical practices into compliance strategies.Key Skills & Expertise: SEC Regulatory Compliance, Investment Advisers Act of 1940, Investment Company Act of 1940, Compliance Program Development & Oversight, Risk Assessment & Mitigation, Policy & Procedure Drafting, Testing Programs, Team Leadership & Training, Code of Ethics Program Monitoring and Regulatory Filings (Form ADV, Form PF, Section 13, CPO & CTA exemptions, etc.)Rebecca Olsson joined CIM Group in September 2024. Prior to joining CIM Group, Rebecca was at Optima Partners, a global regulatory advisory firm. Rebecca has also worked at TCW Group, First Pacific Advisors, LLC (FPA Funds), Salem Partners, LLC (Investment Bank & Wealth Management) and CIBC World Markets Equity Research. She graduated Magna Cum Laude from Northeastern University with a B.A. in International Affairs, received a language certificate from Beijing Foreign Studies University, and was a Hansard Scholar at London School of Economics. She also earned an M.A. in Pacific International Affairs from The University of California, San Diego, and received a professional designation with distinction in Personal Financial Planning from the University of California, Los Angeles.
Experience
Vice President, Compliance
Sep 2024 — Present · Los Angeles, CA, US
Education
Beijing Foreign Studies University
Certificate, Language Study
2000 — 2000
UC San Diego School of Global Policy and Strategy (GPS)
Master of Arts (MA), Pacific International Affairs (Concentration - China & Politics)
2002 — 2004
The London School of Economics and Political Science (LSE)
Hansard Scholars Programme, Certificate, Parliamentary Politics
2000 — 2000
UCLA
Certificate earned with distinction, Personal Financial Planning
2013 — 2014
Northeastern University
Bachelor of Arts (BA), International Affairs/Chinese Studies
1998 — 2001
Skills
- Equities
- Management
- International Relations
- Social Networking
- Financial Analysis
- Customer Service
- Investments
- Event Planning
- Business Development
- Financial Modeling
- Valuation
- Investment Banking
- Analysis
- Corporate Finance
- Social Media
- Portfolio Management
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