Rashmi Pati
Indian institute of Management Lucknow | AVP Middle office @ Wells Fargo | Leadership|End to end Securitized product enabler with 13 years of experience in transitioning business globally@ Investment banking Domain
- Role
- AVP at Wells Fargo
- Location
- Bengaluru, KA, IN
- LinkedIn followers
- 500 followers
About Rashmi Pati
I am an AVP Middle office at Wells Fargo, where i handle trade matching, allocation, and…
Experience
AVP
Oct 2022 — Present · Bengaluru, IN
Managing the team jointly along with the Manager and reporting to the VPs and Management.Matching the trades received on different trading platforms viz. TRADEWEB, BLOOMBERG and Finra.Amending the trades on Catalyst and picking up allocations from thereon.Acknowledging the trades received and allocating them to the relevant Portfolios/Funds.Tracking the position to ensure the bonds are available for timely settlementAnalysing the volume trend and presenting the same to the management.Contact Trader and client with regards to trade acknowledgement and allocations.Making the clients available with Trade Recaps to acknowledge the trade details and Trade Confirmations for authentication purpose.Ensure the relevant SSIs viz. DTC, Euroclear and Fedwire are added on the Funds/Portfolios as per ALERTEnsure correct settlement instructions for the trades as per clients request or the Bonds type.Follow up with various support teams viz. Trade Support, Product Control, Settlements, Salespersons/Traders and client during the Trade Life Cycle process.Regulatory reporting - Monitoring FINRA TRACE to ensure timely reporting and matching of the trades.Managing the volcker application and managing thr proper floe of P/L.Preparing SOPs and drafting RCSA policies for the processPreparing EOD Reports highlighting the confirmed and unconfirmed trades, trades settling on the next day, failed trades and Weekly Volume Matrix.
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