Ranjith Thyagaraj
Compliance manager at Acuity Knowledge Partners
- Role
- Compliance Manager at Acuity Analytics
- Location
- Bengaluru, KA, IN
- LinkedIn followers
- 500 followers
About Ranjith Thyagaraj
Experienced investment professional with a demonstrated history of working in asset…
Experience
Compliance Manager
Aug 2022 — Present · Bengaluru, IN
Internal team management, preparation of monthly team utilisation and presenting governance to the client accounts.Reviewed firm\'s advertising and sales literature pertaining to industry regulations and standards, performed post trade monitoring (Short selling, Best Ex, Fair allocation), executed regulatory filings (Annex IV, CPO PQR, Form PF, 13F), monitored staff electronic communication, prepared various company policies and responded different DDQ from compliance perspective, and other ad hoc compliance task.
Education
MEC Pre-University College
CEBA, COMMERCE
2005 — 2007
M.B.A In Finance & Marketing from M S RAMAIAH COLLEGE
Master of Business Administration (M.B.A.), FINANCE AND MARKETING
2012 — 2014
Vidya Vahini First Grade College
Bachelor of Business Management(BBM), Accounting and Finance
2007 — 2010
National Law School of India University
Master of Business Law, Banking, Corporate, Finance, and Securities Law
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