Ramit Biswas
Executive Director - Risk and Control Assurance, IB Compliance and Operational Risk Control, Group Compliance, Regulatory & Governance, UBS
- Role
- Executive Director at UBS
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Ramit Biswas
19 years of experience in IT services and Financial services industry with varied skillsets - non financial risk and controls, risk assessments, regulatory compliance, business analysis, project management, regulatory reporting and disclosures to name a few. Currently leading control assurance and risk oversight for Investment Bank 1LoD and 2LoD controls with a lens on key regulatory mandates from our US regulators.Previously, Project Manager and Utility lead for Regulatory Reforms Program and Product Owner (Reconciliations & Controls). SME in Non financial risk and controls, Trade and Transaction Reporting Regulations, Best execution / External business conduct across regimes - CFTC,EMIR (+2.0), HKMA, JFSA and MiFID 2 ( Transaction Reporting, Trading Obligation, Post trade transparency and Systematic Internaliser). Working knowledge of Investment bank - Equities, fixed income and derivatives and associated Middle Office and Back Office processes. Hands on experience as a product owner in an Agile project management setup (Scrum). Expert in end to end system architecture and design of business rules. Passionate about learning and a solution seeker to most complex problems.
Experience
Executive Director
Mar 2024 — Present · Mumbai, IN
Education
University of Kalyani
Bachelor of Technology, Information Technology
2001 — 2005
St Xavier School
W.B.C.H.S.E, Science
1986 — 2001
Skills
- Cognos
- Capital Markets
- Requirements Gathering
- Mis
- Sdlc
- Microsoft Excel
- Fixed Income
- Equities
- Pl/Sql
- Analysis
- Business Objects
- Derivatives
- Vendor Management
- Sql
- Business Analysis
- Project Management
- User Acceptance Testing
- Business Intelligence
- Credit Derivatives
- Financial Services
- Data Warehousing
- Sungard Intellimatch
- Business Requirements
- Analytics
- Data Analysis
- Investment Banking
- Oracle
- Requirements Analysis
- Data Modeling
- Management
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