Ramakant Yadav

Associate @Deutsche Bank

Bangalore Urban, IN

Conducting in-depth process reviews and highlighting areas of irregularities to mitigation of regulatory and compliance risk and Corporate FinanceEvaluating and Approving new customer account documentations and supporting information in order to determine whether they satisfy the client on-boarding identification requirements as per company policies and proceduresPerform AML/KYC due diligence on a range of institutional clients types with different legal structures, in Singapore & Hong Kong jurisdictions, to support businesses across various product groups.Conduct the background screening on the Client name & other officials\' names using tools such as World Check LexisInvestigating high risk clients and reporting where necessary, including Politically Exposed Persons, and acquiring all vital documentation to complete the client filePreparing Key Performance Indicator (KPI) and Key Operating Procedure (KOP) for the process.Familiarity KYC regulations and industry guidelines (HKPA, MiFID, EMIR, Dodd-Frank, SFA)Periodical review of KYC records as to completeness, including verifying that due diligence has been performed and that customer due diligence (CDD) & EDD standards are aligned with; also that the files and risk assessments are current and up to dateDeveloping content and presentations for senior leadership at internal events and external engagements.Partnering with the client facing teams to collect required documents and associated information to meet all regulatory and internal policesDiscuss and escalate with Compliance complex issues surrounding client types and structures, financial products and services, and other AML risk-related issuesEngage in investigations as required and coordinate with various departments (internal and external) to ensure implementation of appropriate corrective measures and/or preventative actions as required from time to time.

Army School

MBA, Operations Management and Supervision